What’s in Your Fiduciary File?

If the Department of Labor were to ever knock on your door, we want you to be prepared! Applying the essential requirements and best practice ideas on how to safely store fiduciary documents could help to lessen the possibility of litigation.

Watch this 90 second video to learn more about:

  • the primary documents that should be organized and accessible
  • other important documents and
  • how long you should store them

 

 

Like this video? Check out more here.

 

 

 


This information was developed as a general guide to educate plan sponsors and is not intended as authoritative guidance or tax/legal advice. Each plan has unique requirements and you should consult your attorney or tax advisor for guidance on your specific situation.

Securities offered through LPL Financial, Member FINRA/SIPC.  Investment advice offered through Global Retirement Partners, LLC (GRP) a registered investment advisor.  GRP, LPL Financial, and Washington Financial Group are separate non-affiliated entities. 1-798863

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